0000947871-05-000581.txt : 20120626
0000947871-05-000581.hdr.sgml : 20120626
20050307154414
ACCESSION NUMBER: 0000947871-05-000581
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050307
DATE AS OF CHANGE: 20050307
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NUCO2 INC /FL
CENTRAL INDEX KEY: 0000947577
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 650180800
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46469
FILM NUMBER: 05664003
BUSINESS ADDRESS:
STREET 1: 2800 S E MARKET PLACE
CITY: STUART
STATE: FL
ZIP: 34997
BUSINESS PHONE: 5612211754
MAIL ADDRESS:
STREET 1: 2820 SE MARKET PLACE
CITY: STUART
STATE: FL
ZIP: 34997
FORMER COMPANY:
FORMER CONFORMED NAME: FOWLER CARBONICS INC
DATE OF NAME CHANGE: 19951108
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BOC GROUP INC
CENTRAL INDEX KEY: 0000839898
IRS NUMBER: 131600079
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 575 MOUNTAIN AVENUE
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 9086652400
MAIL ADDRESS:
STREET 1: 575 MOUNTAIN AVENUE
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
SC 13D/A
1
sc13da_030705-nuco2.txt
AMENDMENT NO. 4 TO SCHEDULE 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)
NUCO2 Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.001 par value per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
629428103
--------------------------------------------------------------------------------
(CUSIP Number)
Jonathan Swiss
Vice President and Regional General Counsel, Americas
The BOC Group, Inc.
575 Mountain Avenue
Murray Hill, New Jersey 07974
Telephone Number: (908) 464-8100
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
March 4, 2005
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the Schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934, as amended ("Exchange Act") or otherwise subject to the liabilities of
that section of the Exchange Act but shall be subject to all other provisions of
the Exchange Act (however, see the Notes).
SCHEDULE 13D
This Amendment No. 4 to Schedule 13D amends that certain Schedule
13D originally filed March 2, 1999 with the Securities and Exchange Commission
(the "Commission") and amended December 27, 2000, October 4, 2001 and March 1,
2005 (such Schedule, as so amended, being the "Schedule 13D").
Item 4. Purpose of Transaction.
----------------------
Item 4 of the Schedule 13D is hereby amended and supplemented as
follows:
On March 4, 2005, The BOC Group, Inc. exercised its rights under
that certain Special Warrant to Purchase Common Stock of NUCO2 Inc., dated as of
May 1, 1997, as amended by Amendment No. 1 to Special Warrant to Purchase Common
Stock of NUCO2 Inc., dated as of December 7, 2000, between The BOC Group, Inc.
and NUCO2 Inc. (the "Issuer"), to have an aggregate of 400,000 shares of the
Issuer's common stock beneficially owned by the reporting persons registered
under the Issuer's shelf registration statement, initially filed by the Issuer
with the Commission on January 21, 2005, as amended on March 1, 2005 and March
7, 2005, and as may be further amended from time to time (the "Registration
Statement"). The reporting persons intend, subject to market conditions, to sell
up to the total amount of such shares pursuant to the Registration Statement,
either in a registered underwritten public offering or in the market from time
to time depending upon market conditions.
Item 6. Contracts, Arrangements, Understanding or Relationships with Respect to
-----------------------------------------------------------------------
Securities of the Issuer.
------------------------
Item 6 of the Schedule 13D is hereby amended and supplemented as
follows:
The response to Item 4 of the Schedule 13D is incorporated in this
Item 6 by reference.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: March 7, 2005
THE BOC GROUP, INC.
By /s/ Jonathan Swiss
-----------------------------------
Name: Jonathan Swiss
Title: Vice President and Regional
General Counsel, Americas
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: March 7, 2005
THE BOC GROUP PLC
By /s/ Nick Deeming
-----------------------------------
Name: Nick Deeming
Title: Group Legal Director and
Company Secretary